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← All Disclosures·Form CRS

Client Relationship Summary

Effective · September 2024

USREM Securities, LLC (“USREM Securities”, “Firm,” “we” or “us”) is registered as a broker-dealer with the U.S. Securities and Exchange Commission (“SEC”). We are also a member of the Financial Industry Regulatory Authority (“FINRA”) and of the Securities Investor Protection Corporation (“SIPC”).

This document provides a summary of the services we offer to retail investors and the fees we charge. Brokerage and investment advisory services and fees differ and it is important for you to understand the difference. Free and simple tools are available to research firms and financial professionals at Investor.gov/CRS which also provides educational materials about broker-dealers, investment advisers and investing.

01

What investment services and advice can you provide me?

We provide limited brokerage services to retail and institutional investors. The only services we provide to retail investors involve the sale and resale of private placement securities that represent interests in real estate holdings. The firm also works with Issuers of real estate securities to support their listing of securities on the Firm’s Alternative Trading System (“ATS”).

We do not offer any other investment products or provide any other services to retail investors. We do not make recommendations and will not provide you with personalized advice based on your overall portfolio as to whether you should make or continue to hold a particular investment or as to which types of investments may be better suited for you. We will not hold your investments and will not monitor any investments made or held by you.

Offerings on our platform have a minimum investment of $100,000 and may be higher for certain offerings. For information on applicable minimums and eligibility requirements, please consult the specific investment’s offering documents and relevant web page.

We do not have discretionary authority to make trades on your behalf. You are responsible for the ultimate decisions regarding the purchase or sale of any securities for your account.

We will not render advice regarding financial, legal, accounting, regulatory, tax or other matters. You should consult your own financial, legal, accounting, tax and other appropriate advisors regarding how any investments fit within your overall investment portfolio and financial plan.

Ask us:

  • Given my financial situation, should I choose a brokerage service? Why or why not?
  • How will you choose investments to recommend to me?
  • What is your relevant experience, including your licenses, education and other qualifications? What do these qualifications mean?
02

What fees will I pay?

Commissions, fees, and costs are contained in the offering documents and relevant web page for each investment, which you will be provided with and should read carefully. The investments we offer will often contain a transaction-based fee.

When we are paid a transaction-based fee, we have an incentive to encourage you to invest in the investments we offer. The more investments you make in our offering, the more you would be charged, therefore we have an incentive to encourage you to trade often. This transaction-based payment may cause a conflict between your interests and ours.

You will pay fees whether you make or lose money on your investments. Fees and costs will reduce any amount of money you make on your investments over time. Please make sure you understand what fees and costs you are paying.

Ask us:

  • Help me understand how these fees and costs might affect my investments. If I give you $10,000 to invest, how much will go to fees & costs, and how much will be invested for me?
03

What are your legal obligations to me when providing recommendations? How else does your firm make money and what conflicts of interest do you have?

We do not provide recommendations. The way we make money creates some conflicts with your interests. You should understand and ask us about these conflicts because they can affect the services we provide you. Here are some examples to help you understand what this means.

  • Our brokerage services are limited to private placement securities. Other firms can provide a wider range of investment choices, some of which may have lower costs.
  • We are paid a transaction-based fee for the purchase and sale of a security on our platform. This fee is a percentage of the amount you invest and/or sell, and we therefore have an incentive for you to invest more.
  • We may offer you investments in which an affiliated or related company or person performs a service or maintains a financial interest, such as managing the company, or are otherwise compensated for performing services.
  • Registered Representatives and other employees of our firm may invest alongside you.

Ask us:

  • How might your conflicts of interest affect me, and how will you address them?
04

How do your financial professionals make money?

We may receive transaction-based commission from the sale of any private placement we offer you. Our financial professionals are compensated with a salary and discretionary bonus based on performance and we may pay them commissions or fees based upon your investments.

05

Do you or your financial professionals have legal or disciplinary history?

No. A free and simple search tool to research us and our financial professionals can be found at Investor.gov/CRS.

Ask us:

  • As a financial professional, do you have any disciplinary history? For what type of conduct?

To request up-to-date information or a copy of this relationship summary, please call us at (332) 203-2293.

Ask us:

  • Who is my primary contact person? Is he or she a representative of an investment adviser or a broker dealer? Who can I talk to if I have concerns about how this person is treating me?