USREM Securities, LLC is a broker–dealer registered with the U.S. Securities and Exchange Commission, a member of FINRA and SIPC. The documents below are the firm’s public disclosures. Disclosures index last reviewed by USREM Compliance on July 11, 2026 (v1.0); see each document for its own effective date.
Summary of services, fees, conflicts of interest, and disciplinary history. Provided as the firm's Client Relationship Summary (Form CRS) under SEC Rule 17a-14, which applies because the firm serves retail investors; platform access is limited to investors who meet applicable eligibility standards (such as verified accredited investors or qualified purchasers).
How USREM collects, uses, and stores personally identifiable information. Cookies, opt-out mechanism, third-party transfers.
Terms governing the relationship between USREM Securities and Users of the Platform. Includes pre-dispute arbitration agreement.
Plan for responding to events that may significantly disrupt operations. Required disclosure under FINRA Rule 4370.
Information collected to verify customer identity under the USA PATRIOT Act and FinCEN AML rules.
Sponsor approval, the mandatory minimum transfer floor (the greater of $100,000 or 2.3% of fund capital), the no-aggregation rule, and the pass-through (PTP) tax rationale.
Research USREM Securities, LLC and its registered representatives. Hotline (800) 289–9999.
Research firms and financial professionals; educational materials about broker–dealers and investing.
For copies of any document on this page, written notice of changes, or to file a complaint, contact the firm directly.